Prevent unauthorised transactions in your account -> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of Investors.
1. No need to issue cheques by investors, while subscribing to IPO, just write bank account number & sign the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in the investor bank account.
2. KYC is a one-time exercise while dealing in securities markets- Once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund, etc.); you need not undergo the same process again when you approach another intermediary.
3. Prevent Unauthorised Transactions in your Demat Account; update your Mobile Number & Email address with the Depository Participant.
4. Prevent Unauthorised Transactions in your Broking Account: For Stock Broking Transactions, update your Mobile Number and Email address with your Stock Brokers. Receive information of your transactions directly from the exchange on your mobile/Email at the end of the day.
5. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
6. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create a pledge.
7. Pay 20% upfront margin of the transaction value to trade in cash market segment. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
8. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.
Issued in the interest of Investors
Hyperlink of the following
NSE Advisory - KYC Compliance – https://www.nseindia.com/
SEBI – https://www.sebi.gov.in/
NSE – https://www.nseindia.com/
BSE – https://www.bseindia.com/
NSDL e-voting – https://www.evoting.nsdl.com/
NSDL e-services – https://eservices.nsdl.com/
CDSL e-voting - https://evoting.cdslindia.com/Evoting/EvotingLogin
NSE Investor Grievance - https://investorhelpline.nseindia.com/NICEPLUS/
Filing of complaints on SCORES? Easy & quick
a. Register on SCORES portal
b. Mandatory details for filing complaints on SCORES:
i. Name, PAN, Address, Mobile Number, Email ID
c. Benefits:
i. Effective communication
ii. Speedy redressal of the grievances
You can file complaints on SCORES through www.scores.sebi.gov.in
Advisory for Investors - Download