| SL No. |
DETAILS |
DOWNLOADS |
| 1. |
Investor Charter - Annexure A |
Download |
| 2. |
Escalation Matrix |
Download |
| 3. |
Basic Details |
Download |
| 4. |
Key Managerial Personnel |
Download |
| 5. |
Authorised Persons |
Download |
| 6. |
Client Bank Account Details |
Download |
| 7. |
Risk Disclosure Document as prescribed by SEBI |
Download |
| 8. |
Policy PMLA |
Download |
| 9. |
Policy Risk Management |
Download |
| 10. |
Policy Internal Control |
Download |
| 11. |
Policy on CLD Modification |
Download |
| 12. |
Policy on Pre-Funded Instruments |
Download |
| 13. |
Client Acceptance Policy |
Download |
| 14. |
Policy Regarding Treatment of Inactive Client |
Download |
| 15. |
Blog Chat Policy |
Download |
| 16. |
Policy Surveillance |
Download |
| 17. |
Policy Conflict of Interest |
Download |
| 18. |
Policy Identification of Beneficial Ownership |
Download |
| 19. |
Policy Outsourcing of Activities By Sebi Registered Intermediaries |
Download |
| 20. |
Do's and Don'ts |
Download |
| 21. |
Monthly Investor Complains |
Download |
| 22. |
Account Opening Process |
Download |
| 23. |
Procedure to File Complain |
Download |
| 24. |
KRA Validation Guidelines |
Download |
| 25. |
Disclosure in Vernacular |
Download |