Downloads
SL No.
DETAILS
DOWNLOADS
1.
Investor Charter - Annexure A
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2.
Escalation Matrix
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3.
Basic Details
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4.
Key Managerial Personnel
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5.
Authorised Persons
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6.
Client Bank Account Details
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7.
Risk Disclosure Document as prescribed by SEBI
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8.
Policy PMLA
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9.
Policy Risk Management
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10.
Policy Internal Control
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11.
Policy on CLD Modification
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12.
Policy on Pre-Funded Instruments
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13.
Client Acceptance Policy
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14.
Policy Regarding Treatment of Inactive Client
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15.
Blog Chat Policy
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16.
Policy Surveillance
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17.
Policy Conflict of Interest
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18.
Policy Identification of Beneficial Ownership
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19.
Policy Outsourcing of Activities By Sebi Registered Intermediaries
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20.
Do's and Don'ts
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21.
Monthly Investor Complains
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22.
Account Opening Process
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23.
Procedure to File Complain
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24.
KRA Validation Guidelines
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25.
Disclosure in Vernacular
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