| SL No. | DETAILS | DOWNLOADS |
|---|---|---|
| 1. | Investor Charter - Annexure A | Download |
| 2. | Escalation Matrix | Download |
| 3. | Basic Details | Download |
| 4. | Key Managerial Personnel | Download |
| 5. | Authorised Persons | Download |
| 6. | Client Bank Account Details | Download |
| 7. | Risk Disclosure Document as prescribed by SEBI | Download | 8. | Policy PMLA | Download | 9. | Policy Risk Management | Download | 10. | Policy Internal Control | Download | 11. | Policy on CLD Modification | Download | 12. | Policy on Pre-Funded Instruments | Download | 13. | Client Acceptance Policy | Download | 14. | Policy Regarding Treatment of Inactive Client | Download | 15. | Blog Chat Policy | Download | 16. | Policy Surveillance | Download | 17. | Policy Conflict of Interest | Download | 18. | Policy Identification of Beneficial Ownership | Download | 19. | Policy Outsourcing of Activities By Sebi Registered Intermediaries | Download | 20. | Do's and Don'ts | Download | 21. | Monthly Investor Complains | Download | 22. | Account Opening Process | Download | 23. | Procedure to File Complain | Download | 24. | KRA Validation Guidelines | Download |
