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Downloads

SL No. DETAILS DOWNLOADS
1. Investor Charter - Annexure A Download
2. Escalation Matrix Download
3. Basic Details Download
4. Key Managerial Personnel Download
5. Authorised Persons Download
6. Client Bank Account Details Download
7. Risk Disclosure Document as prescribed by SEBI Download
8. Policy PMLA Download
9. Policy Risk Management Download
10. Policy Internal Control Download
11. Policy on CLD Modification Download
12. Policy on Pre-Funded Instruments Download
13. Client Acceptance Policy Download
14. Policy Regarding Treatment of Inactive Client Download
15. Blog Chat Policy Download
16. Policy Surveillance Download
17. Policy Conflict of Interest Download
18. Policy Identification of Beneficial Ownership Download
19. Policy Outsourcing of Activities By Sebi Registered Intermediaries Download
20. Do's and Don'ts Download
21. Monthly Investor Complains Download
22. Account Opening Process Download
23. Procedure to File Complain Download